Monday, September 8, 2014

Toward a Definition for Ethical Leadership: Disabusing the Pessimists

Linda Thornton, a management consultant, suggests that “the definition of leadership ethics is still unclear; its scope is broadening, making it a moving target.”[1] This is not good news for the topic. Fortunately, the field may be making the task of definition unduly arduous. Scholarship is needed to ferret through the debris so a concept of ethical leadership can be constructed that is both academically rigorous and of use to practitioners, whether in advising and “doing” ethical leadership.
Thornton points to the increasing scope of problems that can occur in leadership ethics globally as having broadened the scope of leadership ethics. She assumes that the “widely differing values, rules and laws” in the various cultures (including corporate) mean that the “way we define ‘leadership ethics’ has to be different” (p. 60). She is assuming (erroneously) that the particular context of an application must be part of the concept’s definition. Furthermore, she treats defining leadership ethics as the same as defining “an ethical company.” What happened to leadership? Perhaps we can now see how the problem of definition has been rendered unduly difficult by fallacious assumptions.
Besides distinguishing particular cultural values and principles from ethical leadership as a concept that holds irrespective of the context, the concept can perhaps be further delimited. For example, Thornton includes adhering to legal requirements as part of the definition. However, ethics is not the same as law; something can be unethical without being illegal. For example, Goldman Sachs sold derivative securities that the investment bank was shorting. Not informing the customers of the firm’s own shorting may have been unethical, but it was not illegal at the time. Also, it can be ethical to violate a law deemed as unjust (e.g. apartheid). The requirement of law-keeping is thus a dogmatic interlarding of an extrinsic factor into the definition of ethical leadership.
Thornton also tucks into stakeholder management into her construal of ethical leadership, where she avers that the scope of ethical leadership includes “how what we do in organizations affects profits, people, and the planet” (p. 60). In other words, ethical leadership requires “making choices that do not harm groups not traditionally considered constituents of the organization” (p. 60). However, the validity of the claims even of groups “traditionally considered constituents” is subject to debate ethically, given the property rights of a firm’s stockholders. The term “constituent” alone is problematic in stakeholder management. To refer to an external stakeholder as one is itself to engage in a power-grab. Adding additional groups, as if required as an inherent part of ethical leadership, suggests that the matter of defining is following an ideological or partisan agenda.  In this way, definitional difficulties have been expanded quite unnecessarily. Such ideological or prescriptive agendas, by the way, are admittedly all too salient in the writings of many business ethics scholars; the lapse is not limited to consultants and leaders in the field. Stakeholder management theory, for example, could be an ideological Trojan horse coming in "under the radar" under the subterfuge of scholarship. This practice itself is unethical. Adding one's ideology into the process of defining the concept of ethical leadership is like pouring dirt into clear mountain-stream water. Working toward a definition of ethical leadership thus entails as a first step filtering out the precipitate slug.
More difficult to shave off the definition of ethical leadership—but perhaps no less necessary—are ethical values that are universally-held and maybe even intrinsic to ethics itself. Thornton lists honesty, integrity and fairness. However, it may not to be ethical to be honest, such as in telling a Nazi SS officer that a family of Jews is hiding in the wall between the kitchen and living room. Fairness too might be conditional from an ethical standpoint. Whether integrity, which can be defined as congruence between word and deed, contains substantive ethical principles is itself a matter of dispute (see “Integrity in Strategic Leadership”).
Beyond the unnecessary roadblocks evinced in Thornton’s depiction of the problem in defining ethical leadership, the attitude of some practitioners—whether consultants or leaders—toward knowledge generally (and especially on a construct as potentially ideological as ethical leadership) functions as an obstacle to achieving a definition. Viewing knowledge as “just another perspective” among opinions—essentially treating knowledge as opinion—is to tacitly dismiss defining itself. In other words, treating knowledge as relative or simply as whatever anyone happens to think about a topic effectively eviscerates scholarship, not to mention clearly defined concepts. The meaning of a word becomes whatever the user decides, and this dilutes meaning itself and impairs communication. I suspect that behind practitioners who reject the academic literature of a concept relevant to their own field, or treat a theory or empirical result as simply another perspective among their own opinions is the false presumption of being entitled as scholars without the higher education that is requisite. Whether in raising their own opinions to the status of knowledge or disavowing knowledge as anything more than opinion, the anti-intellectualism is ultimately self-defeating. If the only thing that can go into the definition of a concept is opinion, the project of defining ethical leadership is indeed doomed. Fortunately, knowledge does exist—even in the case of the concept of leadership! Such knowledge is neither opinion nor subject to it. Therefore, in order for the phenomenon of ethical leadership to achieve an a priori conceptual solidity, scholarship is needed. Such scholarship, being oriented to the concept itself, should not be based on empirical surveys, opinions from the field, or even the participating scholars’ own ideological agendas.

See The Essence of Leadership, which is available at Amazon in print and as an ebook.

1. Linda Fisher Thorton, “Leadership Ethics Training: Why Is It So Hard to Get It Right?” September 2009. 

Monday, September 1, 2014

Emperors and Generals: On the perspectival Wisdom at Upper-Echelon Leadership

In complex social arrangements, such as exist in governments, business firms, and religious organizations, a person must climb through many levels before reaching persons of sufficient height and occupational breadth that what had been said to be binding requirements suddenly become as though unfettered butterflies. Astoundingly, the mid-level subordinates may even object as the rules are relegated back to their true status as guidelines. Beyond the element of greater authority, a greater perspective in terms of what truly matters is profoundly important in this regard. Having many decades of lived experience, plus a certain maturity in place of pettiness, is also in the mix. A Pope of the Roman Catholic Church, for example, may be more likely to pick up on a sincere heart of the sort Jesus would praise than run through a laundry list of doctrinal requirements.

In the film Emperor (2012), religion and government are intertwined in the Japanese emperor, who was until shortly after World War II also officially a living god. Although his aides attempt to put General MacArthur into a straightjacket of protocol for the meeting with the emperor at the end of the film, both the general and the emperor are off sufficient maturity and perspective to disabuse themselves of the protocols and focus on the truly important stuff. To discern the petty from the profoundly important is a key feature of upper-echelon leadership.


The entire essay is at “The Emperor”

Sunday, August 24, 2014

Ethical Leadership: Pruning Off the Debris

As business practitioners grapple with the intangible yet potentially valuable notion of ethical leadership, it is left to scholars to assess whether those practitioners are “coloring within the lines.” It is admittedly all too easy to draw in exogenous material that is pleasing to the eye; it is all too easy to deem such material required for ethical leadership rather than ballast weighing it down, unnecessarily. One business practitioner characterizes ethical leadership as that which “inspires the behaviors in people necessary to create competitive advantage.” As achieving a sustainable competitive advantage is the task of strategy, inspiration alone can be extracted as that which is particular to leadership. Strategy is what is left once one has extracted inspiration from the characterization.

Material from this essay has been incorporated in The Essence of Leadership, which is available at Amazon in print and as an ebook.

Toward a Theory of Ethical Leadership: Exculpating Interlarding Ideologies

Constructing an accurate ethical-leadership concept that is not over-extended by one’s ideological agenda ought to begin with defining leadership itself. That is to say, more attention should be paid to thinking about what leadership is. Beyond its attributes and any contextual artifacts, leadership itself must be identified as a distinct phenomenon before we can go on to highlight the ethical dimension that completes “ethical leadership.” Then what counts as the ethical dimension of leadership can be clipped back to that which is implied in the definition of leadership, which in turn is entailed in the essence of the phenomenon.

Material from this essay has been incorporated in The Essence of Leadership, which is available at Amazon in print and as an ebook.


Tuesday, August 19, 2014

Religion in Ethical Leadership in the Secular Context of Business

In Peter Berger's terms, the sacred and the profane are like oil and water. In Augustine's terms, the heavenly and earthly kingdoms are two distinct realms, a Christian being only a pilgrim passing through the latter, hence not to be "of it" while in it. I contend that such "white and black" dichotomies are artificial, and thus ill-fitting as paradigms in which to situate religion and ethical business leadership. Perhaps a devoutly religious CEO can unabashedly apply ethical elements of his or her religion without severing them from their theological underpinnings, and therefore without the need for subterfuge. I suspect that the legions of the CEO's subordinates would feel more, rather than less, respected. 


Sunday, August 10, 2014

Sun Tzu's Art of War: A Recipe for Leadership in Business

According to Master Sun in The Art of War, “Leadership is a matter of intelligence, trustworthiness, humaneness, courage, and sternness.”[1] Although Sun Tzu is referring mainly to military (and related political) leadership, lessons can be learned on exercising business leadership by means of a careful adaptation.




 





1. Sun Tzu, The Art of War: Complete Texts and Commentaries (Boston: Shambhala, 2003), p. 44.
vable variable. 


Material from this essay has been incorporated into The Essence of Leadership: A Cross-Cultural Foundation, which is available in print and as an ebook at Amazon. 

Monday, July 14, 2014

Business Leadership Wading into Partisanship in Politics: Howard Schultz of Starbucks

In 2011, the Huffington Post reported the following. “Howard Schultz is calling on his fellow CEOs—and other would-be donors—to boycott all campaign contributions to either party until the nation's elected leaders put aside their political posturing and find some common ground on long-term fiscal issues. Schultz wrote in a widely distributed email dated Monday that, like ‘so many common-sense Americans,’ he wants elected leaders to consider ‘all options, from entitlement programs to taxes,’ and reach a wide-ranging budget deal ‘long before the deadline arrives this fall.’ Schultz concluded with a promise: ‘We today pledge to withhold any further campaign contributions to the President and all members of Congress until a fair, bipartisan deal is reached that sets our nation on stronger long-term fiscal footing.’”[1] The CEO was essentially preaching his political ideology wherein “partisan and ideological purity” are not permitted to trump the “well-being of the people.” James Madison would have been proud, though perhaps a bit confounded as to why the CEO of a large company would venture out of his daily routine to make a sort of campaign speech. In a positive sense, the business executive’s vision was one of “collective confidence in each other” and “in our ability to solve problems together.”[2] This is a good example of a leadership vision being applied to the societal level by an organizational leader. This intangible asset comes, however, with its own risks and difficulties, which the aspiring business leader is well advised to consider.

This diagram comes out of my dissertation, which formulates the theory and applies it to cases cross-culturally. (Image Source: S. Worden)


Material from this essay has been incorporated into The Essence of Leadership: A Cross-Cultural Foundation, which is available in print and as an ebook at Amazon. 



1. Froomkin, D. “Starbucks CEO Howard Schultz Calls For Boycott on Campaign Contributions,” The Huffington Post, August 15, 2011.
2. Ibid.